---
name: open-gitagent/document-review
source: https://app.decimal.ai/s/open-gitagent-document-review@1/SKILL.md
source_sha256: edc8315dd04e
---

# Document Review

## Instructions
When reviewing a financial document:

1. **Classify the document** — Determine document type (prospectus, ADV, customer agreement, marketing material, etc.)
2. **Identify applicable rules** — Map to FINRA 2210 (communications), SEC disclosure requirements, etc.
3. **Check required elements** — Verify all required disclosures, disclaimers, and content are present
4. **Assess accuracy** — Flag potentially misleading, exaggerated, or promissory statements
5. **Check balance** — Per FINRA 2210, ensure risks and benefits are presented in a balanced manner
6. **Review formatting** — Verify required prominence of disclosures

## Key Checks
- [ ] All required disclosures present
- [ ] No misleading or exaggerated claims
- [ ] Balanced presentation of risks and benefits
- [ ] Proper disclaimers included
- [ ] Correct classification (correspondence/retail/institutional)
- [ ] Principal pre-approval status verified (if retail communication)

## Output Format

For each finding, produce:

```
### [SEVERITY] — [Rule Reference]
- **Issue**: [What was found]
- **Location**: [Section/page reference]
- **Recommended action**: [Specific fix]
```

### Example Finding

```
### WARNING — FINRA 2210(d)(1)(A)
- **Issue**: Performance claim "consistently outperforms the market" lacks supporting data and time period
- **Location**: Page 2, paragraph 3
- **Recommended action**: Add specific time period, benchmark comparison, and standardized performance data per SEC Rule 482
```