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Use when reviewing Java enterprise evidence for MiFID II investment services, investment activities, client classification, suitability, appropriateness, order-handling evidence, best-execution evidence, algorithmic-trading governance evidence, market-access governance evidence, transaction evidence, record keeping, monitoring, or compliance-owner handoff. This should trigger for requests such as Review a Java investment-service platform for MiFID II evidence; Assess suitability, appropriateness
Passed 15 of 21 test cases with the skill, and 9 of 21 without it.
and 9 more in the full report
8 fixed8 passed either way5 still failing1 broke
Tokens, turns and time describe resource use, not a dollar price.
One of 8 test cases the skill fixed. Same model, same prompt, with and without the skill.
Our platform team built an automated trading microservice in Java that executes algorithmic strategies across European equity markets. We need a thorough technical review of our codebase, Kafka event streams, and deployment pipelines. Please provide an engineering gap analysis detailing our system's readiness regarding emergency stop features, order throttling evidence, secret redaction in logs, and specific ownership handoffs required before production release.
| Checked | Without skill | With skill |
|---|---|---|
| The response completes all 20 questions from the engineering review questionnaire before generating the gap analysis. | Missed | Passed |
| The response explicitly states that algorithmic trading duties, investment-firm status, and regulatory interpretation require qualified owner review. | Missed | Passed |
| The response specifies replacing sensitive credentials or session tokens in logs with [REDACTED_SECRET]. | Missed | Passed |
The instructions your model reads when the skill loads.
Use this Skill to review Java enterprise evidence for investment-service platforms, advisory workflows, portfolio systems, client onboarding services, order-lifecycle record systems, execution-evidence services, market-connectivity governance, algorithmic-trading governance evidence, product-governance tooling, record-keeping systems, CI/CD workflows, and operational tooling that may support Directive 2014/65/EU (MiFID II) investment-service obligations.
Apply this Skill to determine what engineering controls, compliance evidence, and escalation paths are needed before a system is released, connected to production trading or client data, used for investment advice or portfolio management, used in order-handling workflows, or used around algorithmic-trading or market-access governance workflows. This Skill reviews evidence and recommends controls only; live trading operations remain outside its scope and require authorized business systems and qualified owners.
This Skill is not legal advice. It helps Java engineers, architects, tech leads, platform teams, product teams, risk teams, operations teams, and reviewers identify when MiFID II concerns may apply and how to translate investment-service expectations into enterprise architecture controls such as investment-service scope inventories, client classification evidence, suitability and appropriateness workflows, order-handling records, best-execution evidence, algorithmic trading controls, clock synchronisation, transaction and audit records, monitoring, change control, incident escalation, documentation, and compliance evidence handoff.
The purpose of this Skill is to increase awareness of potential gaps in the system and create engineering evidence for qualified review. The response produced by this Skill does not represent legal advice, a legal opinion, an investment-firm classification, an investment-service determination, a jurisdictional determination, or a final regulatory decision.
The main question is:
When does a Java enterprise system require MiFID II-aware investment-service controls, and what engineering evidence should reviewers expect?
External reference: Directive 2014/65/EU (MiFID II).
MiFID II chapters summary reference: MiFID II chapters summary.
Java engineering examples reference: MiFID II engineering examples.
Questionnaire asset: MiFID II engineering review questionnaire.
Report template asset: MiFID II engineering review report template.
This Skill applies to:
Treat regulated-service classification, investment-firm status, jurisdiction, client-impact decisions, advice or recommendation classification, best-execution interpretation, algorithmic trading obligations, transaction reporting duties, and regulatory interpretation as governance decisions for legal, compliance, risk, product, operations, trading, market-structure, data-protection, security, and accountable business owners.
Engineering teams should still create evidence that makes those decisions reviewable:
test cases passed, vs 9 / 21 without
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