EU AI Act Quick Assessment

Fast triage tool (15-25 minutes) for preliminary AI Act classification and compliance assessment. Produces a preliminary output and routes to detailed skills for full analysis.

Disclaimer (show at session start, do not block)

> Important: This is a preliminary AI Act assessment based on Regulation (EU) 2024/1689, designed for rapid triage. It is not legal advice and does not replace a full assessment — validate results with a full risk-tier classification, an Art. 6 high-risk depth analysis where the high-risk branch is plausible, a role determination, an obligation mapping, a formal report, and qualified legal counsel. Effective dates for high-risk obligations reflect the AI Omnibus 2026 postponement (Annex III: 2 December 2027; Annex I: 2 August 2028).

When to Search the Web

On activation — search for:

EU AI Act latest enforcement updates [current year]
EU AI Act Commission guidelines status [current year]

Quick Assessment Workflow

Phase 1: Quick Context (Adaptive 2-Batch Flow)

Gather context through a conversational 2-batch approach. Maximum 2 interaction turns — 1 if the user is detailed, 2 if gaps remain.

Batch 1: Essential Questions (always asked)

Present these three questions with a natural, conversational welcome:

> Let's get started with a quick EU AI Act assessment. > > You can answer in your own words — a short paragraph, bullet points, whatever works. I'll ask follow-up questions only if I need more detail. > > 1. What does the AI system do? (2-3 sentences: what it does, how it works at a high level, what outputs it produces) > > 2. Where is the system deployed? (For reference: EU/EEA market, Switzerland with EU reach, outside EU but outputs used in EU, or no EU connection) > > 3. What is your organization's relationship to it? (For reference: developed in-house, purchased/licensed, modified/finetuned, distribute/import, or evaluating for acquisition)

Coverage Analysis (internal — not shown to user)

After the user responds to Batch 1, silently check whether their answer covers each of the 8 required fields. Be generous with extraction — e.g., "German Mittelstand" covers both jurisdiction (DE) and organization size (medium); "CV screening tool" covers sector (HR/employment) and affected persons (employees/job applicants).

| # | Field | Extract from | |---|-------|-------------| | 1 | System description | Batch 1 Q1 | | 2 | Deployment context | Batch 1 Q2 | | 3 | Organization role | Batch 1 Q3 | | 4 | Sector | Often inferable from system description | | 5 | Affected persons | Often inferable from system description + sector | | 6 | Modifications | Often inferable from organization role | | 7 | Organization size | Sometimes mentioned in context | | 8 | Jurisdiction(s) | Often inferable from deployment context |

Mark each field: Covered / Partially covered / Not covered.

Batch 2: Adaptive Follow-Up (only if gaps remain)

• All 8 fields covered → Skip Batch 2. Briefly confirm your extractions and proceed to Phase 2.
• Gaps remain → Send ONE follow-up message covering ONLY the missing or partially covered fields, conversationally framed. Do not re-ask what was already answered.
• Partially covered fields → Use confirmation prompts, not full re-asks. Example: "You mentioned healthcare — is this specifically in the medical devices sector?"
• Unclear fields → If still unresolvable after Batch 2, mark as [UNCLEAR — proceeding with cautious assumptions] and note the assumption made.

Example follow-up (if sector, size, and jurisdiction are missing): > Just a few more details to round out the picture: > > - What sector does this fall into? (e.g., healthcare, financial services, HR/employment, education, public administration, other) > - Roughly how large is your organization? (e.g., under 50 employees, 50-249, or 250+) > - Which EU/EEA country or countries are involved?

Information Normalization (internal — before Phase 2)

Before proceeding to Phase 2, normalize all gathered information into the structured 8-field format so the Phase 2 gate sequence can reference fields consistently:

1. System description — free text
2. Deployment context — one of: EU/EEA market, Switzerland with EU reach, Outside EU but outputs used in EU, No EU connection
3. Organization role — one of: Developed in-house, Purchased/licensed, Modified/finetuned, Distribute/import, Evaluating
4. Sector — mapped to: Healthcare/medical devices, Financial services, HR/employment, Education, Law enforcement/justice, Critical infrastructure, Public administration, Consumer/retail, Other
5. Affected persons — one or more of: Employees/workers, Customers/consumers, Citizens/public, Students, Patients, Internal only
6. Modifications — one of: No modifications, Configuration within intended range, Finetuning/retraining, Changed intended purpose, Own brand applied
7. Organization size — one of: Micro (<10), Small (10-49), Medium (50-249), Large (250+)
8. Jurisdiction(s) — list of EU/EEA Member States or Switzerland

Phase 2: Rapid Classification (6-Step Gate Sequence)

Read references/quick-decision-tree.md for the condensed classification logic.

Process the answers through the 6-step gate sequence internally (do not ask additional questions unless critical information is missing). Output the result as a single assessment.

Gate 1: Scope Check (Art. 2)

• If deployment context is "No EU connection" → likely out of scope → note and proceed cautiously
• Check for military, personal use, pure R&D exclusions based on system description

Gate 2: AI System Test (Art. 3(1))

• Quick determination based on system description
• Apply simplified 3-question test: (1) machine-based? (2) infers/generates beyond rules? (3) influences environment?

Gate 3: Prohibited Practice Screen (Art. 5)

• Rapid screen based on system description and sector
• Flag any potential Art. 5 concern for detailed review

Gate 4: High-Risk Assessment (Annex I + III)

• Map sector + use case to Annex I/III categories
• Use sector answer as primary trigger indicator
• If Annex III triggered: quick Art. 6(3) exception check
• For a full Art. 6 high-risk depth assessment (Commission Guidelines-grounded), follow this triage with a dedicated high-risk depth analysis (Annex I + Annex III examples, Art. 6(3) exception) when the high-risk branch is plausible.

Gate 5: GPAI Check

• Based on system description: does it use a general-purpose AI model?
• If yes: note GPAI obligations

Gate 6: Transparency Triggers (Art. 50)

• Check for direct human interaction, synthetic content generation, emotion recognition, deep fakes

Phase 3: Preliminary Output

Generate a consolidated preliminary assessment using the following structure:

markdown
## AI Act Quick Assessment — PRELIMINARY
━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
⚠ PRELIMINARY ASSESSMENT — Full analysis required for compliance decisions
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System:           [name/description]
Date:             [date]
Assessment Type:  PRELIMINARY (Quick Assessment)

━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
CLASSIFICATION SUMMARY
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AI System (Art. 3(1)):     [Likely YES / Likely NO / Unclear — full test needed]
Scope (Art. 2):            [In scope / Likely excluded — Art. 2(x)]
Risk Tier:                 [Likely Prohibited / Likely High-Risk / Likely GPAI / Likely Limited / Likely Minimal / Unclear]
Classification Basis:      [Likely Art. 5(1)(x) / Likely Annex III Nr. X / Likely Art. 50 / Likely minimal]
Confidence:                [High / Medium / Low]

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ROLE ASSESSMENT
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Likely Role:               [Provider / Deployer / Quasi-Provider / Importer / Distributor]
Quasi-Provider Risk:       [None / Possible — [trigger]]
Key Concern:               [if any — e.g., finetuning may trigger Art. 25]

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TOP OBLIGATIONS (if high-risk or GPAI)
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| # | Obligation | Article | Urgency | Effort Estimate |
|---|-----------|---------|---------|-----------------|
| 1 | [top obligation] | [Art. X] | [Immediate/Short-term/Ongoing] | [Low/Medium/High] |
| 2 | [second obligation] | [Art. X] | [Immediate/Short-term/Ongoing] | [Low/Medium/High] |
| 3 | [third obligation] | [Art. X] | [Immediate/Short-term/Ongoing] | [Low/Medium/High] |
| 4 | [fourth obligation] | [Art. X] | [Immediate/Short-term/Ongoing] | [Low/Medium/High] |
| 5 | [fifth obligation] | [Art. X] | [Immediate/Short-term/Ongoing] | [Low/Medium/High] |

For ALL risk tiers:
| - | AI competence (Art. 4) | Art. 4 | Immediate (since Feb 2025) | Low-Medium |

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COMPLIANCE TIMELINE
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Applicable Deadline:       [2 Feb 2025 / 2 Aug 2025 / 2 Dec 2027 (Annex III — Omnibus) / 2 Aug 2028 (Annex I — Omnibus)]
Days Remaining:            [X days]
Urgency:                   [OVERDUE / CRITICAL / HIGH / MEDIUM / LOW]

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JURISDICTION FLAGS
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[Jurisdiction-specific flags based on deployment country, e.g.:]
[DE: Works council co-determination likely required (BetrVG §87)]
[FR: CSE consultation required before deployment]
[Finance sector: BaFin/[regulator] AI model governance requirements apply]

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FINANCIAL EXPOSURE (PRELIMINARY)
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Maximum penalty:           [EUR XM or X% turnover — Art. 99(X)]
SME proportionality:       [Applies / Does not apply]
Penalty tier:              [Tier 1/2/3]

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FLAGS & WARNINGS
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[List any flags, e.g.:]
[PROHIBITED PRACTICE RISK — Art. 5(1)(x) — immediate legal review required]
[QUASI-PROVIDER RISK — finetuning may trigger Art. 25]
[PROFILING DETECTED — may affect Art. 6(3) exception]
[GDPR OVERLAP — DPIA likely required under Art. 35 GDPR]

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ASSESSMENT CONTEXT (paste into next skill)
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System: [name]
Classification: [risk tier]
Basis: [legal basis]
Role: [role]
Quasi-Provider: [risk level]
Sector: [sector]
Jurisdiction: [list]
Org Size: [size]
Art. 50: [applicable triggers]
GPAI: [yes/no, systemic risk]

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RECOMMENDED NEXT STEPS
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1. → Do a full risk-tier classification with documented reasoning
   [Priority: HIGH / MEDIUM — based on preliminary findings]

2. → Do a detailed role determination (provider/deployer/importer/distributor)
   [Priority: HIGH if quasi-provider risk detected / MEDIUM otherwise]

3. → Do a complete obligation mapping with RACI
   [Priority: HIGH if high-risk / MEDIUM if limited risk]

4. → Generate formal assessment documentation
   [Priority: HIGH for regulatory files / MEDIUM for internal tracking]

5. → Engage legal counsel for:
   [List specific areas requiring legal judgment]

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⚠ This preliminary assessment was generated using the AI Act Quick
  Assessment tool. It provides directional guidance only. All
  determinations marked "Likely" require validation through the
  detailed assessment skills listed above.
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Phase 4: Template Offer (Optional)

After presenting the preliminary assessment, offer:

> "Would you like me to generate a preliminary version of any of the following templates? These will be marked as preliminary and should be finalized after running the full assessment skills." > > 1. Classification Record (Prüfprotokoll) — preliminary audit trail > 2. Compliance Register Entry — preliminary obligation tracker > 3. Management Briefing (Entscheidungsvorlage) — preliminary decision document

If requested, produce these as preliminary versions of the standard compliance-documentation templates, and mark all outputs prominently as "PRELIMINARY — Full assessment recommended."

Critical Reminders

1. This is a triage tool — always recommend a full assessment (classification, role determination, obligation mapping, formal report) before any compliance decision
2. "Likely" is not "confirmed" — preliminary determinations require validation
3. Err on the side of caution — if uncertain between risk tiers, flag the higher risk tier as possible
4. Flag uncertainty explicitly — Low confidence ratings require immediate follow-up with a full assessment
5. National requirements matter — always flag jurisdiction-specific obligations using references/jurisdiction-flags.md]
6. Compliance timeline — reference references/compliance-deadlines.md] for deadline urgency
7. Enforcement exposure — for penalty context, note the Art. 99 tiers: up to €35M / 7% of worldwide annual turnover for Art. 5 prohibited-practice violations, and €15M / 3% for other infringements

Part of the EU AI Act suite

This skill works on its own, but it's designed to interlock with my other EU AI Act skills — install any individually, or use them together for an end-to-end workflow:

• EU AI Act System Classifier — risk-tier classification across all five tiers
• EU AI Act High-Risk Classifier — depth Annex I / Annex III assessment
• EU AI Act Role Determination — provider / deployer / importer / distributor (incl. Art. 25)
• EU AI Act Obligations Mapper — obligations by role and risk tier
• EU AI Act Examination Report Generator — audit-ready compliance report
• EU AI Act Knowledge Base — Q&A over the Act + Commission guidelines

Each is available as a separate skill — install only what you need.