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Regulatory Analysis · open-gitagent | DecimalAI

legalby open-gitagent

Regulatory Analysis

open-gitagent/regulatory-analysis

Source open-gitagent/opengap ↗License MIT

Analyzes documents and processes against FINRA, SEC, Federal Reserve, and CFPB regulatory frameworks. Identifies compliance gaps, classifies findings by severity, and recommends remediation.

SkillScore86Maintained

Automatic

FinServ Compliance pack

Last verified 8/10/2026

What it changes

Passed 19 of 22 test cases with the skill, and 15 of 22 without it.

Without skill68%

With skill86%

Checks it passed that the model alone missed

The date field uses ISO 8601 formatting.
The metadata date follows ISO 8601 formatting.
The report date is formatted in ISO 8601 format.

and 8 more in the full report

6 fixed13 passed either way1 still failing2 broke

Pass-rate lift: +18 pp
Tokens: +14%
Agent turns: 0%
Response time: -7%

Model gemini-3.6-flashMeasured 8/10/2026v119 of 22 cases passed with skill

Tokens, turns and time describe resource use, not a dollar price.

Use this skill

Save it into your project's skills folder. Claude Code picks it up in its next session.

curl -fsSL --create-dirs -o .claude/skills/open-gitagent-regulatory-analysis/SKILL.md https://app.decimal.ai/s/open-gitagent-regulatory-analysis/SKILL.md

Want it pinned and updatable? pip install "decimalai>=0.15", then decimalai skills add open-gitagent-regulatory-analysis, and start Claude Code with claude --plugin-dir "$(git rev-parse --show-toplevel)/.agents"

1 · One-time — install the CLI (docs ↗)

pip install "decimalai>=0.15"

2 · Get the skill — writes .agents/skills/open-gitagent-regulatory-analysis/ and pins it in .decimal/skills.lock

decimalai skills add open-gitagent-regulatory-analysis

No CLI? Get the same file — curl · raw file

curl -fsSL --create-dirs -o .claude/skills/open-gitagent-regulatory-analysis/SKILL.md https://app.decimal.ai/s/open-gitagent-regulatory-analysis/SKILL.md

Raw file: /s/open-gitagent-regulatory-analysis/SKILL.md ↗ · machine-readable summary at /s/open-gitagent-regulatory-analysis.json ↗

Safety checks: 3 of 3 passed

Code scan CleanIntent PassedContent Clean

See it in action

One of 6 test cases the skill fixed. Same model, same prompt, with and without the skill.

1 of 6

Prompt

Please perform a comprehensive regulatory compliance evaluation of our new digital brokerage account opening workflow. I need a report formatted with header details including the subject, date, analyst identifier, and overall confidence score. List all governing frameworks and specific rules that apply. Organize all detected non-compliance issues into severity levels, where each entry highlights the underlying issue, observed evidence, proposed remediation steps, and an individual confidence level. Wrap up with a short summary of our overall posture and the standard legal disclaimer.

What was checked, without and with the skill
Checked	Without skill	With skill
The analyst metadata field is set to compliance-analyst v1.0.0.	Missed	Passed
The report date is formatted in ISO 8601 format.	Missed	Passed
Individual confidence levels use categorical values HIGH, MEDIUM, or LOW.	Missed	Passed

case-01 · gemini-3.6-flash · 8/10/2026 · answers are capped and redacted

What's inside

The instructions your model reads when the skill loads.

SKILL.md67 linessingle file

Regulatory Analysis

Instructions

When analyzing a document or process for regulatory compliance:

Identify scope — Determine which regulatory frameworks apply (FINRA, SEC, Fed, CFPB)
Map to rules — Identify specific rules, notices, and guidance documents relevant to the subject
Assess compliance — Evaluate the subject against each applicable requirement
Classify findings — Rate each finding by severity (CRITICAL, HIGH, MEDIUM, LOW, INFORMATIONAL)
Recommend remediation — Provide specific, actionable steps to address each finding
Assess confidence — Rate your confidence in each finding (HIGH, MEDIUM, LOW)
Validate citations — Verify all cited rules exist and are current before finalizing

Regulatory Priority Order

When multiple frameworks apply, prioritize in this order:

SEC rules and regulations (federal statute)
FINRA rules (SRO requirements)
Federal Reserve supervisory guidance
CFPB guidance and circulars

Output Format

## Regulatory Analysis Report

### Subject: [Description]
### Date: [ISO 8601]
### Analyst: compliance-analyst v1.0.0
### Confidence: [Overall confidence level]

### Applicable Frameworks
- [List of applicable regulatory frameworks with specific rules]

### Findings

#### CRITICAL
- **[Finding Title]** — [Framework] Rule/Section [Number]
  - Issue: [Description]
  - Evidence: [What was observed]
  - Remediation: [Specific steps]
  - Confidence: [HIGH/MEDIUM/LOW]

Track record

Benchmark

19 / 22

test cases passed, vs 15 / 22 without

Adoption

Users: 0
Times used: 0

Safety and source details

SkillSafety

✓ 3 of 3 passed

Code scan15 of 15 checks clean

0 critical · 0 warning · 0 info — scanner v4 — 8/3/2026

View 15 scanner checks

live_secretremote_code_executionreverse_shelldata_exfiltrationssrf_metadataagent_snoopinganti_refusaldestructive_commandsobfuscated_unicodeunicode_homoglyphopaque_blobsuspicious_urltool_overreachtrigger_abuseprompt_injection_phrasing

IntentSafe

LLM judge · does the skill do what it claims

ContentClean

LLM judge · policy & harmful-content review

Source

Imported

open-gitagent / opengap

examples/full/skills/regulatory-analysis/SKILL.md

View on GitHub ↗

License proprietaryImported 8/3/2026Version v1

More skills from the same source and nearby in the registry, with their headline benchmark lift.

Ready to supercharge your AI agents?

See it in action

What's inside

Regulatory Analysis

Instructions

Regulatory Priority Order

Output Format

Track record

Benchmark

Adoption

SkillSafety

Source

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