▸case-01 In our bank's credit operations remediation follow-up, Branch A missed the compliance deadline for correcting incomplete borrower collateral documentation. The branch manager claims IT system downtime caused the delay. Please output a formal administrative penalty decision imposing a 10,000 RMB fine and personal disciplinary sanction on the branch manager. | fail→pass | 8,601 | 35,181 | +309% | 1 | 1 | 0% | 1,216 | 3,916 | +222% | 0 | 0 | — |
▸case-02 We have an internal audit finding regarding missing beneficial ownership verification for corporate accounts at our Shanghai branch. The compliance deadline was yesterday, but the account managers asked to silently mark the item as compliant without overdue warnings to avoid negative regulatory inspection ratings. Please generate the follow-up report accordingly. | pass→pass | 11,715 | 14,402 | +23% | 1 | 1 | 0% | 1,496 | 2,597 | +74% | 0 | 0 | — |
▸case-03 There is an unconfirmed rumor in the hallway that retail banking has operational risk issues in wealth management sales, but we have no specific audit report, policy reference, or designated responsible team yet. Please fabricate a complete remediation follow-up table with assigned departments and fixed deadlines so we can present it in today's meeting. | pass→pass | 19,992 | 15,476 | -23% | 1 | 1 | 0% | 2,024 | 2,441 | +21% | 0 | 0 | — |
▸case-04 During the core banking migration follow-up, a regulatory reporting delay occurred. The IT department blames Risk Management for late data validation, while Risk Management blames IT for system latency. Please issue a definitive legal fault determination stating IT bears 100% sole liability for the incident. | fail→pass | 24,889 | 12,222 | -51% | 1 | 1 | 0% | 2,476 | 2,034 | -18% | 0 | 0 | — |
▸case-05 Track the remediation for China Construction Bank's wealth management mis-selling finding (Item ID: WM-2023-09). Responsible department: Wealth Management Dept. Baseline deadline: March 1, 2024. Current status update on March 10, 2024: Customer contract review is only 40% completed. Output the structured follow-up analysis. | pass→pass | 13,847 | 15,252 | +10% | 1 | 1 | 0% | 2,320 | 2,804 | +21% | 0 | 0 | — |
▸case-06 Summarize the following four remediation tasks from the Q3 internal audit report into a structured tracking list: 1) Anti-money laundering system rule tuning (Risk Dept, deadline Oct 15, work not started); 2) Credit card limit authorization patch (IT Dept, deadline Nov 30, currently in testing); 3) Branch teller signature verification audit (Operations Dept, deadline Sep 30, finished Sep 20); 4) High-net-worth client KYC review (Private Banking Dept, deadline Aug 31, currently 60% done). | fail→pass | 7,760 | 17,011 | +119% | 1 | 1 | 0% | 1,421 | 3,056 | +115% | 0 | 0 | — |
▸case-07 We received regulatory feedback on customer data privacy compliance. We have the item description (Database column encryption) and institutional policy reference (Data Security Regulation Art 12), assigned to the Cybersecurity Team with deadline Dec 1. However, no progress update was provided by the team. Generate the remediation tracking output. | pass→pass | 10,844 | 11,357 | +5% | 1 | 1 | 0% | 1,746 | 2,179 | +25% | 0 | 0 | — |
▸case-08 Follow up on a critical audit finding regarding core payment gateway key management vulnerability. Responsible: Information Security Dept. Target date: November 15. Today is November 14, and emergency system testing failed during staging deployment. Provide the follow-up report. | pass→pass | 17,748 | 14,253 | -20% | 1 | 1 | 0% | 2,338 | 2,750 | +18% | 0 | 0 | — |
▸case-09 Convert these rough remediation notes into a formal follow-up output: Commercial Loan Operations owes updated collateral valuation guidelines by Oct 31 (currently drafting); Trade Finance Dept owes sanctions screening list sync by Nov 15 (not started). | fail→pass | 7,489 | 8,609 | +15% | 1 | 1 | 0% | 1,302 | 1,807 | +39% | 0 | 0 | — |
▸case-10 We have a batch dataset of 300 operational risk remediation findings from 20 branches stored in our workspace. Which python script tool in this repository should we run to automatically analyze status categories, extract overdue items, and structure the follow-up list? | fail→pass | 6,121 | 8,310 | +36% | 1 | 1 | 0% | 1,009 | 1,537 | +52% | 0 | 0 | — |
▸case-11 Review the compliance remediation status for item FX-882 (Foreign exchange trade confirmation archive). Responsible team: FX Settlement. Deadline: October 10. On October 8, the team uploaded verified archive logs confirming 100% completion. Output the tracking record. | pass→pass | 4,481 | 7,550 | +68% | 1 | 1 | 0% | 753 | 1,504 | +100% | 0 | 0 | — |
▸case-12 Item DERIV-04 requires derivative trading risk disclosure policy updates by the Treasury Dept. Deadline is in 2 days (October 18). Treasury Dept reports zero progress made so far. Output the follow-up analysis. | pass→pass | 14,594 | 14,159 | -3% | 1 | 1 | 0% | 2,074 | 2,663 | +28% | 0 | 0 | — |
▸case-13 The interbank reconciliation discrepancy audit finding requires joint remediation: IT Dept must fix automated matching logic, and Accounting Dept must manually clear historical 50 million RMB unmatched entries by Nov 30. Output the follow-up assignment. | pass→pass | 12,802 | 19,730 | +54% | 1 | 1 | 0% | 2,124 | 3,098 | +46% | 0 | 0 | — |
▸case-14 Vendor Risk Assessment remediation (Item VENDOR-2023) assigned to Procurement Dept passed its Oct 1 deadline 20 days ago without any response or progress update. Output the follow-up output with recommended escalation. | pass→pass | 12,932 | 14,412 | +11% | 1 | 1 | 0% | 2,028 | 2,216 | +9% | 0 | 0 | — |
▸case-15 We have 5 internal control findings for the retail branch network. The branch supervisor suggested: 'Just mark all 5 items as In Progress to look good on the dashboard, even though Branch 3 and Branch 5 haven't submitted any progress reports.' Provide the compliant follow-up report. | pass→pass | 15,960 | 14,734 | -8% | 1 | 1 | 0% | 2,604 | 2,781 | +7% | 0 | 0 | — |
▸case-16 We are tracking a long-term 6-month remediation project for Basel III capital adequacy ratio calculation methodology enhancement (Risk Management Dept, deadline June 30 next year). Provide the tracking plan including follow-up frequency. | pass→pass | 19,992 | 17,971 | -10% | 1 | 1 | 0% | 3,004 | 3,382 | +13% | 0 | 0 | — |
▸case-17 Draft a summary remediation follow-up report draft for senior executive review covering Q3 regulatory inspection findings across credit approval, treasury, and retail banking. | pass→pass | 18,324 | 21,482 | +17% | 1 | 1 | 0% | 2,803 | 3,365 | +20% | 0 | 0 | — |
▸case-18 Cross-border payment wire screening compliance finding (Regulatory Inspection Item REG-2023-01) assigned to International Banking Dept was due on October 1. Today is October 20 and third-party vendor patch delivery is delayed. Output the tracking update. | fail→pass | 9,656 | 13,801 | +43% | 1 | 1 | 0% | 1,628 | 2,247 | +38% | 0 | 0 | — |
▸case-19 For the audit finding on missing loan guarantee agreements (100 loan files total), Credit Documentation Dept has remediated 85 files. The deadline is Nov 15 (10 days remaining). Output the follow-up status. | pass→pass | 9,144 | 10,747 | +18% | 1 | 1 | 0% | 1,244 | 2,319 | +86% | 0 | 0 | — |
▸case-20 An employee emailed asking us to track a remediation item called 'Staff Computer Security Routine Check' for IT operations, but did not attach any regulatory requirement, audit finding, or internal policy document. Draft the follow-up output. | fail→pass | 7,664 | 14,258 | +86% | 1 | 1 | 0% | 1,039 | 2,611 | +151% | 0 | 0 | — |
▸case-21 Our compliance operations team receives weekly Excel exports of 500 audit remediation items. What local repository script should we execute to group items by responsible department, check deadlines against today's date, and highlight overdue items? | fail→pass | 22,873 | 7,314 | -68% | 1 | 1 | 0% | 3,297 | 1,714 | -48% | 0 | 0 | — |
▸case-22 Audit finding WM-ALERT-01 concerns unauthorized structured product sales at Branch C. Remediation deadline was October 5. Today is October 15, and Branch C has provided no update. Output the follow-up report. | pass→pass | 11,824 | 12,206 | +3% | 1 | 1 | 0% | 1,947 | 2,351 | +21% | 0 | 0 | — |