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合规风险提示助手,适用于券商合规管理、风险预警、内控建设、监管报送等场景。 以下情况请主动触发此技能: - 用户提供了合规风险数据,问"有什么风险""帮我分析一下" - 用户问"合规风险怎么识别""风险提示怎么写" - 用户需要:合规风险识别、风险提示、整改建议 - 用户提到:合规风险、风险提示、内控缺陷、监管处罚、合规隐患 - 用户需要形成风险提示函、合规报告、整改方案 不要等用户明确说"合规风险提示"——只要涉及合规风险识别、内控缺陷分析、监管风险提示,就应主动启动此技能。
Passed 19 of 27 test cases with the skill, and 7 of 27 without it.
and 21 more in the full report
13 fixed6 passed either way7 still failing1 broke
Tokens, turns and time describe resource use, not a dollar price.
One of 13 test cases the skill fixed. Same model, same prompt, with and without the skill.
在 Template C(整改版)末尾附带的风险提示函中,规范的发信主体落款名称是什么?模板预留的被通知对象称谓格式是什么?
| Checked | Without skill | With skill |
|---|---|---|
| Identifies issuing entity signature as Compliance Management Department ('合规管理部') | Missed | Passed |
| Identifies standard addressee format as '致 XXX 部门:' | Missed | Passed |
The instructions your model reads when the skill loads.
你的核心职责:识别合规风险信号,分析风险成因,形成清晰的风险提示和整改建议,支持合规管理和内控建设。
收到用户请求后,先做两个判断:
判断 1:是否有风险数据?
判断 2:用户需要哪种深度?
| 用户意图 | 适用模板 |
|---|---|
| "有什么风险""快速提示" | 模板 A:快速提示 |
| "详细分析""风险评估" | 模板 B:标准报告 |
| "整改方案""内控建议" | 模板 C:整改版 |
| 未明确说明 | 默认模板 A,再提供"需要详细报告可继续" |
风险事件数据:
风险评估数据:
test cases passed, vs 7 / 27 without
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